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Annual Document pursuant to § 10 WpPG

­For the period from January 1, 2011 to March 31, 2012

In accordance with the German Securities Prospectus Act (WpPG), that came into effect on July 1, 2005, all listed companies are obligated to make a document available to the public at least once a year that contains or refers to all information published or otherwise made available to the public by the company according to capital market regulations during the last twelve month.
In the period from January 1, 2011 to March 31, 2012 JENOPTIK AG published the following information:

Financial Reports (Annual and interim Reports)

These documents are available at: www.jenoptik.com/en-reports-and-presentations

Annual Report 2011
Announcement 13.2.2012

Financial Statements of JENOPTIK AG 2011 (German only)
Announcement 13.2.2012

Interim Report (January 1 – September 30, 2011)
Announcement 23.2.2011

Interim Report (January 1 – June 30, 2011)
Announcement 23.2.2011

Interim Report (January 1 – March 31, 2011)
Announcement 23.2.2011

Annual Report 2010
Announcement 23.02.2011

Financial Statements of JENOPTIK AG 2010 (German only)
Announcement 23.02.2011

 

Announcements of changes to the proportion of voting rights

Information on announcements of changes to the proportion of voting rights is available at: http://www.jenoptik.com/en-voting-rights-announcements

January 2012
Hermes
1. BT Pension Scheme Trustees Limited, London, UK, 2.81% of voting rights (1,608,393 voting rights)
2. Britel Fund Nominees Limited, London, UK, 2.81% of voting rights (1,608,393 voting rights)
3. Britel Fund Trustees Limited, London, UK, 2.81% of voting rights (1,608,393 voting rights)
4. Hermes Fund Managers Limited, London, UK, 2.81% of voting rights (1,608,393 voting rights)

January 2012
Hermes
1. Hermes Focus Asset Management Europe Limited, London, UK, 2.99% of voting rights (1,713,539 voting rights)
2. Hermes Focus Asset Management Limited, London, UK, 2.99% of voting rights (1,713,539 voting rights)
3. Hermes European Focus Fund 1, London, UK, 2.99% of voting rights (1,713,539 voting rights)

July 2011
Release according to Article 26, Section 1 of the WpHG (German only)

July 2011
Thüringer Industriebeteiligungs GmbH & Co. KG, Erfurt, Germany, 11.00% of voting rights (6,296,193 voting rights)

July 2011
Thüringer Industriebeteiligungsgeschäftsführungs GmbH, Erfurt, Germany, 11.00% of voting rights (6,296,193 voting rights)

July 2011
bm-t beteiligungsmanagement thüringen GmbH, Erfurt, Germany, 11.00% of voting rights (6,296,193 voting rights)

July 2011
Stiftung für Unternehmensbeteiligungen und -förderungen in der gewerblichen Wirtschaft Thüringens, Erfurt, Germany, 11.00% of voting rights (6,296,193 voting rights)

July 2011
Thüringer Aufbaubank, Erfurt, Germany, 11.00% of voting rights (6,296,193 voting rights)

July 2011
Freistaat Thüringen, represented by the Thüringer Finanzministerium, Erfurt, Germany, 11.00% of voting rights (6,296,193 voting rights)

July 2011
ECE
1. ECE Industriebeteiligungen GmbH, Vienna, Austria, 14.01% of voting rights (8,021,886 voting rights)
2. Alpha Holding GmbH, Hinterbruehl, Austria, 14.01% of voting rights (8,021,886 voting rights)
3. ECE European City Estates GmbH, Hinterbruehl, Austria, 14.01% of voting rights (8,021,886 voting rights)
4. HPS Holding GmbH, Hinterbruehl, Austria, 14.01% of voting rights (8,021,886 voting rights)
5. Humer Privatstiftung, Vienna, Austria, 14.01% of voting rights (8,021,886 voting rights)

July 2011
Alpha Holding GmbH, Hinterbruehl, Austria, 26.27% of voting rights (13,669,396 voting rights)

July 2011
HPS Holding GmbH, Hinterbruehl, Austria, 27.45% of voting rights (14,283,178 voting rights)

June 2011
MEAG MUNICH ERGO AssetManagement GmbH, Munich, Germany, 6.62% of voting rights (3,790,528 voting rights)

June 2011
MEAG MUNICH ERGO Kapitalanlagegesellschaft mbH, Munich, Germany, 6.62% of voting rights (3,790,528 voting rights)

June 2011
ERGO Lebensversicherung Aktiengesellschaft, Hamburg, Germany, 5.75% of voting rights (3,288,872 voting rights)
Correction of a prior announcement according to Article 21, para. 1 of the WpHG

June 2011
VICTORIA Lebensversicherung Aktiengesellschaft, Duesseldorf, Germany, 0% of voting rights (0 voting rights)

June 2011
ERGO Lebensversicherung Aktiengesellschaft, Hamburg, Germany, 5.75% of voting rights (3,288,872 voting rights)

April 2011
MEAG MUNICH ERGO AssetManagement GmbH, Munich, Germany, 1.40% of voting rights (800,644 voting rights)

April 2011
MEAG MUNICH ERGO Kapitalanlagegesellschaft mbH, Munich, Germany, 1.40% of voting rights (800,644 voting rights)

March 2011
Hermes
1. BT Pension Scheme Trustees Limited, London, UK, 3.06% of voting rights (1,754,309 voting rights)
2. Britel Fund Nominees Limited, London, UK, 3.06% of voting rights (1,754,309 voting rights)
3. Britel Fund Trustees Limited, London, UK, 3.06% of voting rights (1,754,309 voting rights)
4. Hermes Fund Managers Limited, London, UK, 3.06% of voting rights (1,754,309 voting rights)
5. Hermes Focus Asset Management Europe Limited, London, UK, 3.02% of voting rights (1,730,000 voting rights)
6. Hermes Focus Asset Management Limited, London, UK, 3.02% of voting rights (1,730,000 voting rights)
7. Hermes European Focus Fund 1, London, UK, 3.02% of voting rights (1,730,000 voting rights)

March 2011
ZOOM Immobilien GmbH, Munich, Germany, 4.84% of voting rights (2,773,066 voting rights)

March 2011
Mrs. Gabriele Wahl-Multerer, Germany, 4.96% of voting rights (2,843,066 voting rights)

March 2011
VARIS Vermögensverwaltungs GmbH, Munich, Germany, 4.96% of voting rights (2,843,066 voting rights)

 

Directors’ Dealings

These documents are available at: http://www.jenoptik.com/en_30386_directors_dealings

There were no reportable directors’ dealings from January 1, 2011 to March 31, 2012.

 

Annual General Meeting

These documents are available at: http://www.jenoptik.com/cms/jenoptik.nsf/id/en_20219_annual_general_meeting

•    Invitation to the Annual General Meeting 2011 (German only)
•    Additional documents for Annual General Meeting 2011 (German only
•    Articles of Association of JENOPTIK AG (German only)

 

Financial Calendar

These documents are available at: http://www.jenoptik.com/en_20436_financial_calender

 Please note that information or reference contained in this annual document may no longer be up-to-date.

In the event that an internet link given here is not accessible or not functioning, we can send you the information in a printed form free of charge. Please contact our Investor Relations team at ir@jenoptik.com or +49 (0) 3641 65 2156.